FCM Disclosures

Wells Fargo Securities, LLC created this page to make certain information available to the public including information required to be made to the public in relation to the CFTC’s Enhanced Customer Protection Rules for Futures Commission Merchants pursuant to CFTC regulation 1.55.

All links below are to PDFs unless otherwise indicated

Financial Information

ERISA Disclosure

Financial Information about Wells Fargo Securities, including how Wells Fargo Securities invests and holds customer funds, may be obtained from the National Futures Association (NFA) (website).

Additional financial information on all Futures Commission Merchants is available from the Commodity Futures Trading Commission (website).

For an accessible version of any PDF listed on this page, please follow the instructions on our accessibility commitments page or contact our ADA Comment line at 1-877-644-7819.