WellsTrade Forms

To add features to your current account, simply download, print, and fill out the appropriate form or application and submit it via the provided fax number or mailing address.

How to submit

Submit your completed form to:

Wells Fargo Advisors
Attention: MAC N9160-01P
PO Box 77046
Minneapolis MN 55480-9902
or Fax to 1-844-879-1439. Should you require assistance with this form, please call 1-800-TRADERS (1-800-872-3377).

Forms

Brokerage account agreements

• General Brokerage Account Agreement and Disclosures (PDF)
• Trustee Certification of Investment Powers (PDF)

Adding account features

• IRA Designation or Change of Beneficiary (PDF)
• Transfer on Death Kit (PDF)
• Margin Account Application and Agreement - Individual (PDF)
• Margin Account Application and Agreement - Corporation (PDF)
• Third Party Authorization and Indemnity (PDF)
  

Transfers, distributions and payments

• Incoming Account Transfer Form (PDF)
• Transfer on Death Kit (PDF)
• Letter of Authorization (LOA) to Transfer Funds or Securities (PDF)
• Direct Registration System Stock Transfer (PDF)

Retirement account forms

• IRA Designation or Change of Beneficiary (PDF)
• Traditional IRA Custodial Agreement and Disclosures (PDF)
• Roth IRA Custodial Agreement and Disclosures (PDF)
• Trustee Certification - Self-Directed Retirement Plan Agreement (ERISA) (PDF)

Tax and legal forms

• Corporate Resolution for Depository and Brokerage (PDF)
• Irrevocable Stock/Bond Power (PDF)

Estate Processing Forms -Explore the Estate Care Center if you have questions or need help understanding your role

• WellsTrade Estate Document Checklist (PDF)
• Affidavit of Domicile (PDF)
• Affidavit of Decedent's Domicile and Gross Estate Assets (PDF)
• Affidavit of Decedent's Domicile and Gross Estate Assets Less Than $60k (PDF)
• Letter of Authorization (PDF)
• Request for Distribution of Eligible Assets From a Transfer on Death (TOD) Account (PDF)
• IRA Beneficiary Claim Form (PDF)
• IRA Beneficiary Surviving Child Certification (PDF)
• IRA Transfer Due to Divorce (PDF)
• WellsTrade IRA Beneficiary Disclaimer Certification (PDF)
• ACH/Money Transfer Authorization (PDF)
• Authorization to Release Account Information (PDF)
• Expatriate Certificate (PDF)
• W-8BEN (PDF)
• Trustee Certification of Investment Powers (PDF)
• One and Same Letter (PDF)
• Associated Person/Owner Account Worksheet (PDF)
• W-9 (PDF)

Miscellaneous forms

• Trustee Certification of Investment Powers (PDF)
• Trustee Certification - Self-Directed Retirement Plan Agreement (ERISA) (PDF)