Sign On Corporate & Investment Banking
Wells Fargo Corporate & Investment Banking (CIB) and Wells Fargo Securities (WFS) are the trade names used for the corporate banking, capital markets, and investment banking services of Wells Fargo & Company and its subsidiaries, including but not limited to Wells Fargo Securities, LLC, member of NYSE, FINRA, NFA, and SIPC, Wells Fargo Prime Services, LLC, member of FINRA, NFA and SIPC, and Wells Fargo Bank, N.A., member NFA and swap dealer registered with the CFTC and security-based swap dealer registered with the SEC, member FDIC. Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC, are distinct entities from affiliated banks and thrifts.
The views expressed during this event represent the opinions of the authors on prospective trends in the international markets and the financial institutions industry, and is intended for global financial institutions partners and customers, and other market participants who are customers of Wells Fargo. We do not guarantee this information, but have obtained it from sources we believe to be reliable. Opinions expressed are based on our experience and judgment as of this date and are subject to change without notice. This is not an offer to sell or to buy any security or foreign currency.
In accordance with certain compliance and regulatory standards, please check with your local compliance and legal personnel to ensure your attendance at our event does not conflict with any law or institutional requirements. If additional information about the event is needed or required, please do not hesitate to contact us.
Wells Fargo seeks to comply with applicable regulations concerning gifts and entertainment to government officials and employees. To the extent you are prohibited from receiving or required by the rules and regulations or the policy of your department, agency, or authority to pay the costs of, or report anything of value associated with attending the event (such as food, beverages, door prizes, giveaways, etc.) please contact Katie Frazier (katie.frazier@wellsfargo.com) so that Wells Fargo can comply with applicable rules and make appropriate arrangements.
Please check with your local compliance and legal personnel to ensure your attendance at our event does not conflict with any law or institutional requirements. If additional information about the event is needed or required, please do not hesitate to contact us.
Only designated AP’s of Wells Fargo Bank, N.A. (WFBNA) are authorized to market, sell, solicit, offer, or negotiate or amend the economic terms of, swaps or swap transactions, or to explain swaps, our swap capabilities or the risks of entering into swaps (“Swap Sales Activities”).
Anticompetitive Behavior Guidelines
Global Payments & Liquidity
Global Payments & Liquidity products and services are provided by Wells Fargo Bank, N.A. Wells Fargo Bank, N.A. is a bank affiliate of Wells Fargo & Company. Wells Fargo Bank, N.A. is not liable or responsible for obligations of its affiliates.
Regional Disclosures
EMEA
Wells Fargo & Company conducts business within Europe, Middle East and Africa (“EMEA”) through various entities including duly authorized and regulated subsidiaries and their respective branches. The entities and branches described below are herein referred to collectively as “Wells Fargo EMEA”. Wells Fargo EMEA does not provide services to retail clients.
Wells Fargo EMEA corporate banking products and services, including certain lending, payments, derivatives and other commercial banking activities, are offered in EMEA primarily by Wells Fargo Bank, N.A. (“WFBNA”), authorised and regulated by the Office of the Comptroller of the Currency, in the UK, WFBNA London Branch (“WFBNA LB”), authorised by the Prudential Regulation Authority and subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority, and in Dubai, WFBNA DIFC Branch, regulated by the Dubai Financial Services Authority. Wells Fargo Bank International Unlimited Company ("WFBI") is licensed and regulated by the Central Bank of Ireland and is registered in Germany with the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – the “BaFin”).
Wells Fargo EMEA – capital markets and investment banking products and services are offered in EMEA primarily by Wells Fargo Securities International Limited (“WFSIL”), authorised and regulated by the UK Financial Conduct Authority, and Wells Fargo Securities Europe S.A., (“WFSE”), authorised by the Autorité de contrôle prudentiel et de resolution and regulated by the Autorité des marchés financiers.
For more information about Wells Fargo EMEA including additional regulatory disclosures, please visit our website.
LATAM
Wells Fargo & Company (“Wells Fargo”) conducts business globally through various companies within and outside of the U.S., including duly authorized and regulated subsidiaries and affiliates. All products and services may not be available in all countries. Each situation needs to be evaluated individually and is subject to local regulatory requirements.
Wells Fargo does not have offices outside of the U.S. that provide services to retail or small business customers. For assistance with your accounts when traveling internationally, refer to our international access codes for phone numbers, or visit our travel resource center.
APAC
Wells Fargo Securities
Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including but not limited to Wells Fargo Bank, National Association (Organized under the laws of the U.S.A. with limited liability) , Wells Fargo Securities, LLC (a member of NYSE, FINRA, NFA and SIPC), Wells Fargo Prime Services, LLC (a member of FINRA, NFA and SIPC), Wells Fargo Securities (Japan) Co., Ltd. (a Japan incorporated Type 1 and Type 2 financial instruments business operator registered with the Kanto Local Finance Bureau), Wells Fargo Securities International Limited (a U.K. incorporated investment firm authorised and regulated by the U.K. Financial Conduct Authority), Wells Fargo Securities Asia Limited (a Hong Kong incorporated company licensed and regulated by the Securities and Futures Commission to carry on Types 1, 2, 4 and 6 regulated activities, as defined in the Securities and Futures Ordinance of Hong Kong) and Wells Fargo Securities Singapore Pte. Ltd. (a Singapore incorporated financial institution regulated by the Monetary Authority of Singapore to carry on business in the regulated activities of dealing in capital markets products and advising on corporate finance as defined in the Securities and Futures Act).
Wells Fargo Bank, N.A.
Wells Fargo & Company, Wells Fargo Bank, National Association organized under the laws of the U.S.A. with limited liability and their affiliates (collectively, “Wells Fargo”) complies with applicable anti-corruption laws, including the United States Foreign Corrupt Practices Act (“FCPA”), the UK Bribery Act (”UKBA”) and other applicable laws and regulations in the jurisdictions where Wells Fargo conducts business. Wells Fargo recognizes that your organization may have internal policies or procedures that either prohibit or limit your ability to accept the payment of certain expenses by Wells Fargo. Please check that the payment of expenses by Wells Fargo associated with this event does not violate your organization’s policies or procedures or any other local laws to which you may be subject. If applicable laws, regulations or policies prohibit Wells Fargo from making expenditures on your behalf, please contact us so that appropriate arrangements can be made.
Please check with your local compliance and legal personnel to ensure your attendance at our event does not conflict with any law or institutional requirements. If additional information about the event is needed or required, please do not hesitate to contact us.
Wells Fargo conducts business globally. Outside the U.S., Wells Fargo conducts business through various companies, including duly authorized and regulated subsidiaries and affiliates in Asia, Canada, Europe, Middle East, Africa, and Latin America. Not all products and services may be available in all countries. Each situation needs to be evaluated individually and is subject to local regulatory requirements.
Japan
This communication is for informational purposes only, is not an offer, solicitation, recommendation or commitment for any transaction or to buy or sell any security or other financial product, and is not intended as investment advice or as a confirmation of any transaction.
Any market price, indicative value, estimate, view, opinion, data or other information herein is not warranted as to completeness or accuracy, is subject to change without notice, and Wells Fargo Securities (Japan) Co., Ltd. (“WFSJ”) accepts no liability for its use or to update or keep it current. Any views or opinions are those of the individual sender, not necessarily of WFSJ. Any decision to invest in securities or to enter into any trading strategy or transaction should be made after reviewing the applicable Definitive Documentation, conducting such investigations as the recipient deems necessary and consulting the recipient’s own legal, accounting, and tax advisors in order to make an independent determination of the suitability and consequences of an investment in such securities or other financial product, or entering into any trading strategy or transaction.
The rating stated on the document may not a credit rating assigned by a rating agency registered with the Financial Services Agency of Japan but a rating assigned by a group company of a registered rating agency. The rating agency groups call respectively Fitch Ratings, Moody’s Investors Services Inc. or S&P Global Ratings. Any decision to invest in securities or transaction should be made after reviewing policies and methodologies used for assigning credit ratings and assumptions, significance and limitations of credit rating stated on the web site of rating agencies.
Wells Fargo & Company and/or its subsidiaries may provide advice, may make markets in or may, from time to time, acquire, hold or sell positions in any of the securities to which this indicative valuation relates, either for its own account or for the account of others.
This communication is intended only for professional investors (TOKUTEI TOUSHIKA) by Wells Fargo Securities (Japan) Co., Ltd. (“WFSJ”). WFSJ does not expect this communication to be distributed to any ordinary customer (IPPAN TOUSHIKA).
Wells Fargo Securities (Japan) Co., Ltd. (“WFSJ”) is registered as a broker/dealer with the Kanto Local Finance Bureau (Registration No. 1655), a subordinate regulatory body of the Ministry of Finance Japan. WFSJ conduct Type 1 and Type 2 financial instruments businesses (broker/ dealer business) and agency or intermediary service for conclusion of an investment advisory contract or a discretionary investment contract (investment agency business).
Australia
Wells Fargo Securities, LLC, Wells Fargo Bank, N.A., Wells Fargo Securities International Limited, Wells Fargo Securities Asia Limited and Wells Fargo Securities Singapore Pte. Ltd are exempt from the requirements to hold an Australian financial services license in respect of the financial services they provide to wholesale clients in Australia. Wells Fargo Securities, LLC and Wells Fargo Bank, N.A. are regulated under the laws of the United States, Wells Fargo Securities International Limited is regulated under laws of the United Kingdom, Wells Fargo Securities Asia Limited is regulated under the laws of Hong Kong, and Wells Fargo Securities Singapore Pte. Ltd. is regulated under the laws of Singapore. All such laws differ from Australian laws. Any offer or documentation provided to Australian recipients by Wells Fargo Securities, LLC, Wells Fargo Bank, N.A., Wells Fargo Securities International Limited, Wells Fargo Securities Asia Limited or Wells Fargo Securities Singapore Pte. Ltd. in the course of providing the financial services will be prepared in accordance with the laws of the United States, United Kingdom, Hong Kong or Singapore and not Australian laws.
Canada
Wells Fargo & Company conducts business globally. Outside the U.S. Wells Fargo & Co conducts business through various companies, including duly authorized and regulated subsidiaries and affiliates in Asia, Canada, Europe, Middle East, Africa, and Latin America. All products and services may not be available in all countries. Each situation needs to be evaluated individually and is subject to local regulatory requirements. Wells Fargo does not have offices outside of the U.S. that provide services to retail or small business customers. For assistance with your accounts when traveling internationally, refer to our international access codes for phone numbers, or visit our travel resource center. Deposit products offered by Wells Fargo Bank, N.A., Member FDIC. Deposits held in non-U.S. branches, subsidiaries or affiliates are not FDIC insured.
Deposits with Wells Fargo Bank, National Association, Canadian Branch are not insured by the CDIC.
Wells Fargo Bank, N.A. Member FDIC. Deposits held in non-U.S. branches are not FDIC insured.
