Some foreign governments impose a fee on purchases and sales of securities for companies incorporated in their countries. This fee is passed through from the foreign government to the client. If this fee is charged, the amount will be displayed on the trade confirmation.
Transaction fee applies per transaction (buy or sell). You can choose to buy or sell shares directly from the fund itself or its principal underwriter or distributor without paying a fee to Wells Fargo Advisors, LLC.
Termination Fee applies to full distribution of Traditional, Roth, SEP, and SIMPLE IRAs; fee is waived for clients over age 70½ or accounts terminated due to death or disability.
Safekeeping fee is only charged on those securities eligible to be held in street name.
Fee applies to any asset for which Wells Fargo Advisors, LLC / First Clearing, LLC does not hold a selling agreement but has met the requirements to be displayed on the client statement. Applies to outside investments displayed on both standard brokerage and IRA statements.
Deposit / Withdrawal at Custodian is the process of transferring shares between broker / dealer and the security issuer’s transfer agent. This fee applies only to transactions delivering shares from Wells Fargo Advisors to the custodian.
Agents for foreign securities may impose a fee for custodial services rendered. If this fee is imposed, it will be passed to the client.
The minimum balance fee will be based upon the accounts in your WellsTrade household on June 30, 2014. If the total asset value of all your accounts is less than $5,000, a $25 fee will be charged to one account in September 2014. This fee will be waived for WellsTrade accounts linked to a Wells Fargo PMA® Package by June 30 of each year, regardless of the PMA Package balance. The PMA Package is free of the $30 monthly service fee for each month that one of the requirements in statement-ending combined balances is met: $25,000 or more in qualifying linked bank deposit accounts (checking, savings, time accounts (CDs), FDIC-insured IRAs) or $50,000 or more in any combination of qualifying linked banking, brokerage (available through Wells Fargo Advisors, LLC), and credit balances (including 10% of mortgage balances, certain mortgages not eligible). Deposit products, including PMA Premier Checking account, offered by Wells Fargo Bank, N.A. Member FDIC.
Your total household value includes all assets listed in your WellsTrade account statements, except for those shown under the “Other Assets/Liabilities” section. The grouping of accounts into a household is based on account eligibility and family relationships such as children, parents, domestic partners and others. Certain accounts cannot be included in a household. Please call us at 1-800-TRADERS for more information and to determine whether all eligible accounts have been included in your household. It is your responsibility to ensure that all eligible accounts are included in your household.
WellsTrade® accounts are available through Wells Fargo Advisors, LLC (member SIPC), a registered broker-dealer and a separate non-bank affiliate of Wells Fargo & Company.
Wells Fargo Advisors, LLC is a registered broker-dealer and a separate non-bank affiliate of Wells Fargo & Company.