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Stock Certificates

A stock certificate -- also known as certificate of stock or share certificate -- is a legal document that certifies ownership of a specific number of shares of stock in a corporation. In the United States, electronic registration typically has replaced dissemination of stock certificates. A customer may be asked to provide proof of stock ownership to document the value of the stock so the asset amount can be verified.

Avoid delays in processing your application

For all documents you’re asked to provide:

  • Make sure the copies you send are legible.
  • Do not include documents that have been altered with correction fluid or by other means.
  • Submit the entire requested document and include all pages (even blank ones).