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Equities and Investment Solutions

Comprehensive institutional equity sales, trading, and investment services

When you work with Wells Fargo Securities you get the best of both worlds: access to the comprehensive resources and capabilities of a full-service brokerage firm and the high-touch service of a boutique investment house. Our equities sales, trading, and investment professionals provide market insights, customized investment options, and a range of execution strategies for issuing and investing customers.
Our integrated service model supports the trading, financing, liquidity access and market-making needs of institutional investors, corporates, and distributors and covers the full universe of U.S. stocks. Our continually expanding platform delivers a range of equity and equity-linked products and services with superior execution and a customer-centric focus.

Cash equities

We provide resources and services to leverage trade flows from one of the nation's largest distribution networks. This provides customers access to customized execution and support:

Equity derivatives

We offer the strategies and tools to help customers manage equity exposure, customize trading structures, and support specific strategies through:
  • Convertibles
  • Synthetics
  • Flow derivatives
  • Corporates
  • Structured products
We offer a variety of ways to manage equity risk.

Corporate access

Our Corporate Access team provides customized services that bring together investors and management teams, cultivating information flow and developing relationship opportunities for both corporate clients and investors.

Investment solutions

We work with you to express an investment view through a variety of investment vehicles including:
  • Structured notes, special-purpose vehicles, OTC contracts, and separate accounts
Our team has expertise across multiple disciplines, including capital markets and regulatory, and asset classes. Our expertise spans:
  • Equities, rates, foreign exchange, commodities, municipals, credit, and inflation
Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including Wells Fargo Securities, LLC, a member of NYSE, FINRA, NFA and SIPC, Wells Fargo Prime Services, LLC, a member of FINRA, NFA and SIPC and Wells Fargo Bank, National Association. Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC are distinct entities from affiliated banks and thrifts.
This communication is for informational purposes only, is not an offer, solicitation, recommendation or commitment for any transaction or to buy or sell any security or other financial product, and is not intended as investment advice or as a confirmation of any transaction.
Data as of 3/31/11 unless otherwise noted.
  • Investment Products:
  • • Not FDIC Insured
  • • No Bank Guarantee
  • • May Lose Value