Financial Reports

Statements of financial condition

View recent statements of financial condition:

Wells Fargo Securities, LLC

• Unaudited June 30, 2018 (PDF)
• Audited December 2017 (PDF)
• Unaudited June 30, 2017 (PDF)

Each annual report is filed with the Securities and Exchange Commission pursuant to Rule 17a-5 of the Securities Exchange Act, and is available for inspection at the principal office of the Company and at the regional office of the Securities and Exchange Commission.

FOCUS reports

View recent FOCUS (Financial and Operational Combined Uniform Single) reports:

Wells Fargo Securities, LLC

• November 30, 2018 (PDF)
• October 31, 2018 (PDF)
• September 30, 2018 (PDF)